Richard Zack

Richard Zack

Chief Risk Officer, Chief Legal Officer, Investment Advisor
Chief Executive Officer WFS, LLC (Wainwright broker‐dealer subsidiary)*

Joined Wainwright in 2012

Prior to joining Wainwright, Mr. Zack co-headed businesses at a number of firms, including a subsidiary of a major Canadian bank, two U.S. investment banks and a private wealth management firm.  Mr. Zack also practiced securities and business law at a global law firm and at the U.S. Securities and Exchange Commission.  He held various positions with the SEC in Washington, D.C. and ultimately became the Options Branch Chief within the SEC’s Division of Market Regulation.   Mr. Zack earned an LL.M. in taxation from the Georgetown University Law Center, a J.D. from the Rutgers University School of Law, and a B.A. in economics from Emory University.  Mr. Zack is a FINRA-approved arbitrator and holds the FINRA Series 4, 7, 24, 28, 63, 65 and 79 licenses.

Mr. Zack was formerly on the boards of three not-for-profit organizations: Change for Kids, Studio Arts Centers International and Temple Sinai, New Jersey. Mr. Zack and his wife of twenty-five years have an adult son and daughter.

*Wainwright has a wholly owned subsidiary, WFS, LLC that is an SEC registered broker-dealer and a member of FINRA and SIPC.

Teams:
Executive Management, Investment Advisory
Matt Seney, CFA
Matt Seney
Margaret L. Leonard
Margaret Leonard