SEC Rule 606 (formerly SEC11Ac1-6)
Disclosure of Order Routing Practices
for WFS, LLC

WFS, LLC's clearing firm, Pershing LLC ("Pershing") has provided the data concerning the routing of order flow (the "Data") on this web site. The Data represents only those orders that have been routed by your introducing financial organization through Pershing for execution. Although Pershing has used commercially reasonable efforts to provide accurate Data, the Data is provided to you on an "as is" basis.

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