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| PRIVACY NOTICE Please read this important notice from Wainwright Investment Counsel, LLC about the privacy of our clients’ personal information Personal Information We collect nonpublic personal information about you from the following sources: • Information we receive from you on applications or other forms; • Information about your transactions with us, our affiliates, or others; and • Information we receive from a consumer reporting agency. Nonpublic personal information may include names, addresses, telephone numbers, social security or tax payer identification number, assets, income, account balance, investment activity and accounts at other institutions. We will not sell your personal information. In addition, we will not give to or share your personal information with any unaffiliated third party unless permitted by certain regulatory agencies, such as the Securities and Exchange Commission. Other entities, such as the Internal Revenue Service, legally may require us to provide them with client information. Information sharing We do not disclose any nonpublic personal information about our clients or former clients to anyone, except as permitted by law. Confidentiality We restrict access to nonpublic personal information about you to our service providers to help us process your applications and service your accounts. Furthermore, we restrict access to information about you to our employees who need to know the information in order to provide products and service to you. Security We maintain physical, electronic, and procedural safeguards that comply with federal standards to guard your nonpublic personal information. This policy is in effective September 1, 2002. For more information If you have any questions, please call 1-617-531-3100. |